Yiping (SFC:BGZ145) Liu
劉一平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiping (SFC:BGZ145) Liu (劉一平), a licensed former licensee with CE reference BGZ145. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-27 | 2019-09-21 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-09 | 2017-11-08 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-04 | 2016-11-25 |