Lu (SFC:BGY744) Guo
郭露
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lu (SFC:BGY744) Guo (郭露), CE reference BGY744. Currently licensed at 1 firm(s): Vision Capital Investment Management Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-10 | present |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-10 | present |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 9 — Asset management | 2022-06-10 | present |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-16 | 2021-08-28 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-10-04 | 2021-08-28 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-07 | 2019-05-24 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-11-07 | 2019-05-24 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-19 | 2016-03-01 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-02-19 | 2016-03-01 |