Congcong Nie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Congcong Nie (聶聰聰), a licensed Representative with CE reference BGS694. Currently licensed at 2 firm(s): CITIC Securities (Hong Kong) Limited, CLSA Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 10.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-11-25 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-10 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-09-10 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-12-04 | 2021-07-16 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-11-21 | 2021-07-16 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-12-21 | 2018-09-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Congcong Nie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Meng Hua Ng | BOCI Asia Limited | 2015–2018 |
| Chunming Song | BOCI Asia Limited | 2015–2018 |
| Lianfu Liu | BOCI Asia Limited | 2015–2018 |
| Pan Li | BOCI Asia Limited | 2015–2018 |
| Houze Xu | BOCI Asia Limited | 2015–2018 |
| Xiaohui Xu | BOCI Asia Limited | 2015–2018 |
| Siyi Zhang | BOCI Asia Limited | 2015–2018 |
| Xiaolu Chen | BOCI Asia Limited | 2015–2018 |
| Xiao Liu | BOCI Asia Limited | 2015–2018 |
| Yi Shen | BOCI Asia Limited | 2015–2018 |
| Chun Yee Wong | BOCI Asia Limited | 2015–2018 |
| Yanruo Wang | BOCI Asia Limited | 2015–2018 |
| Huang Zhong Ye | BOCI Asia Limited | 2015–2018 |
| Guilin Zhang | BOCI Asia Limited | 2015–2018 |
| Diya A | BOCI Asia Limited | 2015–2018 |
| Shuai Guo | BOCI Asia Limited | 2015–2018 |
| Lecheng Jiang | BOCI Asia Limited | 2015–2018 |
| Zhi Zhang | BOCI Asia Limited | 2015–2018 |
| Wan Yee Chong | BOCI Asia Limited | 2015–2018 |
| Alan Yue Lung Ma | BOCI Asia Limited | 2015–2018 |