Yi Cai
蔡乙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Cai (蔡乙), a licensed former licensee with CE reference BGR301. This person has 7.5 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-04-06 | 2023-08-09 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-24 | 2023-08-09 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-03-24 | 2023-08-09 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-25 | 2020-02-14 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-08-25 | 2020-02-14 |
| ICBC International Research Limited 工銀國際證券研究有限公司 |
Rep | Type 4 - Advising on securities | 2015-12-21 | 2017-07-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yi Cai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.