Yi (SFC:BGR028) Xiao
肖伊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi (SFC:BGR028) Xiao (肖伊), a licensed former licensee with CE reference BGR028. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ACU Securities Limited |
Rep | Type 1 — Dealing in securities | 2018-05-14 | 2018-09-01 |
| ACU Securities Limited |
Rep | Type 4 — Advising on securities | 2018-05-14 | 2018-09-01 |
| Zinvest Global Limited 尊嘉證券國際有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-08 | 2018-03-20 |
| Zinvest Global Limited 尊嘉證券國際有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-08 | 2018-03-20 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-10 | 2016-04-14 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-10 | 2016-04-14 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-10 | 2016-04-14 |