Ka Wai (SFC:BGO474) Lam
林嘉偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai (SFC:BGO474) Lam (林嘉偉), a licensed former licensee with CE reference BGO474. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-22 | 2021-05-31 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-10-22 | 2021-05-31 |
| iBest Investment Services Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2018-08-10 | 2019-01-25 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-08 | 2019-02-08 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-12-08 | 2019-02-08 |
| Telecom King Securities Limited 電訊數碼證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-02 | 2017-11-21 |
| Telecom King Securities Limited 電訊數碼證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-11-02 | 2017-11-21 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-24 | 2016-10-13 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-11-24 | 2016-10-13 |