Xiaonan (SFC:BGO453) Zhang
張小楠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaonan (SFC:BGO453) Zhang (張小楠), a licensed former licensee with CE reference BGO453. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-08 | 2019-07-16 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-11-08 | 2019-07-16 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 - Asset management | 2017-11-08 | 2019-07-16 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-10 | 2017-11-01 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-24 | 2017-11-01 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-11-24 | 2017-11-01 |