Julien Patrick Dumoulin-Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Julien Patrick Dumoulin-Smith, CE reference BGN436. Currently licensed at 1 firm(s): Jefferies Hong Kong Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2024-12-09 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2023-08-18 | 2023-08-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2018-06-22 | 2018-06-25 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2015-11-25 | 2015-11-28 |