Yujia Gu
顧雨佳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yujia Gu (顧雨佳), a licensed former licensee with CE reference BGN078. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2020-02-14 | 2020-12-18 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-19 | 2019-05-28 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-11-19 | 2019-05-28 |