Kwong Yuen (SFC:BGN069) Chan
陳廣源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Yuen (SFC:BGN069) Chan (陳廣源), a licensed former licensee with CE reference BGN069. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-02-21 | 2023-04-28 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-02-21 | 2023-04-28 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-24 | 2019-10-15 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-15 | 2019-10-15 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 9 — Asset management | 2018-05-15 | 2019-10-15 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-20 | 2019-10-15 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-04-20 | 2019-10-15 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-20 | 2019-10-15 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 — Asset management | 2018-04-20 | 2019-10-15 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-19 | 2018-03-11 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-11-19 | 2018-03-11 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-19 | 2018-03-11 |