Yan (SFC:BGM580) Li
李燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan (SFC:BGM580) Li (李燕), a licensed former licensee with CE reference BGM580. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2019-06-11 | 2026-01-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-28 | 2019-04-26 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 - Advising on securities | 2016-01-04 | 2018-04-28 |