Long Kin Wu
胡朗堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Long Kin Wu (胡朗堅), a licensed former licensee with CE reference BGL670. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-22 | 2024-09-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2019-07-15 | 2021-03-22 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2018-05-18 | 2021-03-22 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2018-05-18 | 2021-03-22 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-03 | 2018-04-19 |