Liyun Xiao
肖莉韵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liyun Xiao (肖莉韵), CE reference BGL595. Currently licensed at 2 firm(s): Shenwan Hongyuan Futures (H.K.) Limited, Shenwan Hongyuan Securities (H.K.) Limited. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-09-30 | present |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-03 | present |