Hao (SFC:BGK734) Shen
申皓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hao (SFC:BGK734) Shen (申皓), a licensed former licensee with CE reference BGK734. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-24 | 2025-02-19 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 - Advising on securities | 2019-06-24 | 2025-02-19 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-06-24 | 2025-02-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-11-02 | 2017-09-26 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-11-02 | 2017-09-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2015-11-02 | 2017-09-26 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2015-11-02 | 2017-09-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2015-11-02 | 2017-09-26 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2015-11-02 | 2017-09-26 |