Fang (SFC:BGI615) Chen

陳放
CE No. BGI615 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fang (SFC:BGI615) Chen (陳放), a licensed former licensee with CE reference BGI615. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
Rep Type 1 - Dealing in securities 2020-02-18 2021-03-03
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
Rep Type 4 - Advising on securities 2020-02-18 2021-03-03
BOCI Asia Limited
中銀國際亞洲有限公司
Rep Type 1 - Dealing in securities 2016-03-29 2019-12-05
BOCI Asia Limited
中銀國際亞洲有限公司
Rep Type 6 - Advising on corporate finance 2016-03-29 2019-12-05
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 1 - Dealing in securities 2015-10-12 2019-12-05
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 4 - Advising on securities 2015-10-12 2019-12-05

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