Min (SFC:BGH538) Guo
郭敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Min (SFC:BGH538) Guo (郭敏), a licensed former licensee with CE reference BGH538. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-09-30 | 2018-06-28 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-09-30 | 2018-06-28 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-09-30 | 2018-06-28 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-09-30 | 2018-06-28 |