Wenxi Yang
楊文曦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wenxi Yang (楊文曦), a licensed Representative with CE reference BGH151. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2021-07-08 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2021-07-08 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2021-07-02 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2021-07-08 | 2024-02-26 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2021-07-08 | 2024-02-26 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2021-07-02 | 2024-02-26 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-12-19 | 2021-04-07 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2015-10-05 | 2016-12-18 |