Yang (SFC:BGF973) Lu
路陽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:BGF973) Lu (路陽), a licensed former licensee with CE reference BGF973. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2020-02-11 | 2020-04-14 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2020-01-14 | 2020-04-14 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-01-14 | 2020-04-14 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-15 | 2019-12-13 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-09-15 | 2019-12-13 |