Yang Lu
路陽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang Lu (路陽), a licensed former licensee with CE reference BGF973. This person has 4.5 years of SFC licence history. Total licence records on file: 5.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2020-02-11 | 2020-04-14 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2020-01-14 | 2020-04-14 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-01-14 | 2020-04-14 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-15 | 2019-12-13 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-09-15 | 2019-12-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yang Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.