Lingling Chen
陈灵灵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lingling Chen (陈灵灵), a licensed former licensee with CE reference BGE269. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2024-12-09 | 2025-12-31 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2024-12-09 | 2025-12-31 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2024-12-09 | 2025-12-31 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2024-09-20 | 2024-11-14 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2024-09-20 | 2024-11-14 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2024-09-20 | 2024-11-14 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2019-06-24 | 2024-09-16 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2019-06-24 | 2024-09-16 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2019-06-24 | 2024-09-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-09-15 | 2019-03-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-09-15 | 2019-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2015-09-15 | 2019-03-01 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2015-09-15 | 2019-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2015-09-15 | 2019-03-01 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2015-09-15 | 2019-03-01 |