Long Man Yim
嚴朗文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Long Man Yim (嚴朗文), a licensed former licensee with CE reference BGD234. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2022-06-07 | 2024-01-23 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2022-06-07 | 2024-01-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2022-06-07 | 2024-01-23 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2022-06-07 | 2024-01-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2022-06-07 | 2024-01-23 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2022-06-07 | 2024-01-23 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-08 | 2016-01-21 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-09-08 | 2016-01-21 |