Soren Beck-Petersen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soren Beck-Petersen ( ), a licensed former licensee with CE reference BGC223. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2020-11-25 | 2021-05-14 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2020-11-25 | 2021-05-14 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2020-11-25 | 2021-05-14 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2020-11-25 | 2021-05-14 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2020-11-25 | 2021-05-14 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 9 — Asset management | 2020-11-25 | 2021-05-14 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2019-04-29 | 2020-11-25 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2019-04-29 | 2020-11-25 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-08-31 | 2020-11-25 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-08-31 | 2020-11-25 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-08-31 | 2020-11-25 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-08-31 | 2020-11-25 |