Nga Yan Li
李雅茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nga Yan Li (李雅茵), a licensed former licensee with CE reference BGB018. This person has 5.2 years of SFC licence history. Total licence records on file: 7.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2020-11-03 | 2021-03-25 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-11-03 | 2021-03-25 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-01-14 | 2020-09-14 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-12-13 | 2020-09-14 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-08 | 2018-11-11 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-18 | 2018-05-19 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-08-18 | 2018-05-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nga Yan Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.