Yanwen (SFC:BFY131) Zhang
張妍文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanwen (SFC:BFY131) Zhang (張妍文), a licensed former licensee with CE reference BFY131. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-12-13 | 2025-06-05 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-12-13 | 2025-06-05 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-12-13 | 2025-06-05 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-10-11 | 2020-05-23 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2015-07-30 | 2020-05-23 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-07-30 | 2016-10-10 |