Yao (SFC:BFY025) Zhao
趙耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yao (SFC:BFY025) Zhao (趙耀), a licensed former licensee with CE reference BFY025. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2018-09-11 | 2020-07-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2018-09-11 | 2020-07-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-07-29 | 2018-06-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2015-07-29 | 2018-06-28 |