Brian Ching Lam Tong
湯正楠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian Ching Lam Tong (湯正楠), a licensed Responsible Officer with CE reference BFX507. Currently licensed at 1 firm(s): Wealth Harbour Investment & Management Co., Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wealth Harbour Investment & Management Co., Limited 財富港灣投資管理有限公司 |
RO | Type 4 — Advising on securities | 2024-06-18 | present |
| Wealth Harbour Investment & Management Co., Limited 財富港灣投資管理有限公司 |
RO | Type 9 — Asset management | 2024-06-18 | present |
| Wealth Harbour Investment & Management Co., Limited 財富港灣投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-06-05 | 2024-06-18 |
| Wealth Harbour Investment & Management Co., Limited 財富港灣投資管理有限公司 |
Rep | Type 9 — Asset management | 2023-06-05 | 2024-06-18 |
| EQT Partners Asia Limited | Rep | Type 1 — Dealing in securities | 2018-01-09 | 2021-09-30 |
| EQT Partners Asia Limited | Rep | Type 4 — Advising on securities | 2018-01-09 | 2021-09-30 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2016-12-19 | 2017-12-09 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2015-07-30 | 2016-12-18 |