Tao (SFC:BFR567) Li
黎濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tao (SFC:BFR567) Li (黎濤), a licensed former licensee with CE reference BFR567. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-06-23 | 2017-01-13 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-06-23 | 2017-01-13 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-06-23 | 2017-01-13 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 4 — Advising on securities | 2015-06-23 | 2017-01-13 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-06-23 | 2017-01-13 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2015-06-23 | 2017-01-13 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 9 — Asset management | 2015-06-23 | 2017-01-13 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2015-06-23 | 2017-01-13 |