Wenqin Hu
胡文芹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wenqin Hu (胡文芹), a licensed former licensee with CE reference BFQ045. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-22 | 2019-08-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-03-22 | 2019-08-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-06-18 | 2017-02-08 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-06-18 | 2017-02-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2015-06-18 | 2017-02-08 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2015-06-18 | 2017-02-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2015-06-18 | 2017-02-08 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2015-06-18 | 2017-02-08 |