Jun (SFC:BFN301) Yin
殷俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jun (SFC:BFN301) Yin (殷俊), a licensed former licensee with CE reference BFN301. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-05-24 | 2024-05-29 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-02-10 | 2023-02-24 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2022-06-10 | 2022-06-25 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-12-06 | 2018-12-12 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-11-22 | 2018-11-30 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-03-26 | 2018-03-27 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-03-12 | 2018-03-15 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-05-28 | 2016-11-01 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2015-05-28 | 2016-11-01 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2015-05-28 | 2016-11-01 |