Yu Jung Bae
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Jung Bae ( ), a licensed former licensee with CE reference BFG508. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-29 | 2020-06-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-04-27 | 2016-09-19 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2015-04-27 | 2017-10-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-04-27 | 2016-09-19 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2015-04-27 | 2017-10-31 |