Kar Ching Kwan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kar Ching Kwan (關加晴), a licensed Responsible Officer with CE reference BFE813. Currently licensed at 2 firm(s): Koala Securities Limited, Koala Capital Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Koala Securities Limited 樹熊證券有限公司 |
RO | Type 4 - Advising on securities | 2020-04-23 | present |
| Koala Capital Management Limited 樹熊資本管理有限公司 |
RO | Type 9 - Asset management | 2018-12-19 | present |
| Koala Securities Limited 樹熊證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-05-14 | present |
| Koala Capital Management Limited 樹熊資本管理有限公司 |
Rep | Type 9 - Asset management | 2017-12-20 | 2018-12-19 |
| Koala Securities Limited 樹熊證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-10 | 2018-05-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kar Ching Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.