Ming Wai Seto
司徒明慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Wai Seto (司徒明慧), a licensed former licensee with CE reference AXI117. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Koala Securities Limited 樹熊證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-19 | 2023-07-18 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-22 | 2015-11-12 |
| CLC Securities Limited 創僑證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-18 | 2014-03-05 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-23 | 2011-07-15 |