You Khai Tan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for You Khai Tan ( ), a licensed former licensee with CE reference BFE580. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2019-02-01 | 2024-01-26 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-02-20 | 2024-01-26 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2017-02-20 | 2024-01-26 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2017-02-20 | 2024-01-26 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2017-02-20 | 2024-01-26 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-08-11 | 2016-08-26 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-08-11 | 2016-08-26 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2016-08-11 | 2016-08-26 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-04-08 | 2015-07-07 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2015-04-08 | 2015-07-07 |