Adam Arthur Ellis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adam Arthur Ellis ( ), a licensed former licensee with CE reference BFE494. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-16 | 2021-05-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-04-16 | 2021-05-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-04-10 | 2018-02-23 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-04-10 | 2018-02-23 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2015-04-10 | 2018-02-23 |