Dan (SFC:BFB174) Xu
徐丹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dan (SFC:BFB174) Xu (徐丹), CE reference BFB174. Currently licensed at 1 firm(s): Neuberger Berman Asia Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2024-10-02 | present |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2024-10-02 | present |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2020-03-27 | 2022-03-31 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-27 | 2022-03-31 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2020-03-27 | 2022-03-31 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2020-03-27 | 2022-03-31 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-31 | 2022-03-31 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-30 | 2017-03-16 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-11-30 | 2017-03-16 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-11 | 2017-03-16 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-11 | 2017-03-16 |