Ho Yin Kwok
郭浩賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yin Kwok (郭浩賢), a licensed former licensee with CE reference BFA974. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-05 | 2019-05-31 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-05 | 2019-05-31 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-06-05 | 2019-05-31 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-22 | 2017-05-04 |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-01-27 | 2017-05-04 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-03-05 | 2016-01-20 |