Masakatsu Kondo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Masakatsu Kondo ( ), a licensed former licensee with CE reference BFA117. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-10-14 | 2024-10-17 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-05-24 | 2024-05-29 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-05-19 | 2023-05-23 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-08-22 | 2019-08-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-03-02 | 2018-03-22 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-03-02 | 2018-03-22 |