Koon Kiu Wong
黃冠翹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Koon Kiu Wong (黃冠翹), a licensed former licensee with CE reference BEZ044. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2021-08-20 | 2023-06-30 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2021-07-16 | 2023-06-30 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2021-07-16 | 2023-06-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-05 | 2021-03-15 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-11-05 | 2021-03-15 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-13 | 2018-09-28 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2017-04-13 | 2018-09-28 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-04-13 | 2018-09-28 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2015-02-11 | 2017-02-13 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2015-02-11 | 2017-02-13 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-02-11 | 2017-02-13 |