Jinming Shao
邵金明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jinming Shao (邵金明), a licensed former licensee with CE reference BEX768. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-02-02 | 2016-03-02 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2015-02-02 | 2016-01-28 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2015-02-02 | 2016-03-02 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-02-02 | 2016-03-02 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2015-02-02 | 2016-01-28 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2015-02-02 | 2016-03-02 |