Ying Guo
郭瀅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Guo (郭瀅), a licensed Responsible Officer with CE reference BEW199. Currently licensed at 1 firm(s): Chiyu Asset Management Limited. Active regulated activities: Type 9 - Asset management. This person has 11.2 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chiyu Asset Management Limited 集友資產管理有限公司 |
RO | Type 9 - Asset management | 2023-01-17 | present |
| Chiyu Asset Management Limited 集友資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-01-05 | 2023-01-17 |
| Harmony Capital Global Asset Management Limited 泓銘資本國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-02-28 | 2022-12-31 |
| Harmony Capital Global Asset Management Limited 泓銘資本國際資產管理有限公司 |
RO | Type 9 - Asset management | 2018-02-28 | 2022-12-31 |
| Harmony Capital Global Asset Management Limited 泓銘資本國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-01-18 | 2018-02-28 |
| Harmony Capital Global Asset Management Limited 泓銘資本國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-01-18 | 2018-02-28 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-09-16 | 2016-11-04 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-22 | 2016-11-04 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-01-22 | 2015-09-09 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2015-01-22 | 2016-05-23 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-01-22 | 2016-11-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ying Guo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.