Fang-Chu Lin
林芳竹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fang-Chu Lin (林芳竹), a licensed former licensee with CE reference BEV959. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2023-09-22 | 2023-09-27 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2017-11-21 | 2017-11-25 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2016-08-31 | 2016-09-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2016-08-31 | 2016-09-02 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2016-08-31 | 2016-09-02 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-12-01 | 2015-12-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-12-01 | 2015-12-04 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2015-12-01 | 2015-12-04 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-08-31 | 2015-09-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-08-31 | 2015-09-02 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2015-08-31 | 2015-09-02 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-01-28 | 2015-01-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-01-28 | 2015-01-30 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2015-01-28 | 2015-01-30 |