Hung Han Yiu
姚虹嫻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hung Han Yiu (姚虹嫻), a licensed former licensee with CE reference BEU963. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CPPIB Asia Inc. | Rep | Type 1 - Dealing in securities | 2019-05-23 | 2021-05-07 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2015-04-30 | 2018-07-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2015-04-30 | 2018-07-10 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-14 | 2015-03-13 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 - Advising on securities | 2015-01-14 | 2015-03-13 |