Tzu-Yu Shih
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tzu-Yu Shih (施子裕), a licensed Responsible Officer with CE reference BEU847. Currently licensed at 1 firm(s): Fubon Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 9.8 years of SFC licence history. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2020-08-21 | present |
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2020-08-21 | present |
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-05-18 | present |
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-12-18 | 2020-08-21 |
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-18 | 2020-08-21 |
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2015-03-24 | 2018-01-22 |
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2015-03-24 | 2018-01-22 |
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-16 | 2015-03-24 |
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-01-16 | 2015-03-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tzu-Yu Shih during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.