Vicky Yuen Yee Wong
黃婉儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vicky Yuen Yee Wong (黃婉儀), a licensed former licensee with CE reference AUX364. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-02 | 2022-03-01 |
| QMIS Securities Limited 華亞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-21 | 2019-05-22 |
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-21 | 2017-07-16 |
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-21 | 2017-07-16 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-08 | 2015-07-29 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-23 | 2015-07-29 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-26 | 2011-05-04 |