Scott Patrick Steele
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Scott Patrick Steele ( ), a licensed former licensee with CE reference BET086. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-25 | 2022-08-02 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
RO | Type 4 — Advising on securities | 2018-10-25 | 2022-08-02 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-23 | 2018-10-25 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-23 | 2018-10-25 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2015-04-13 | 2018-04-13 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2015-04-13 | 2018-04-13 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2015-04-13 | 2018-04-13 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-31 | 2015-04-13 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2014-12-31 | 2015-04-13 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2014-12-31 | 2015-04-13 |