Sean Lee Cunningham
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sean Lee Cunningham ( ), a licensed former licensee with CE reference BES249. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2018-10-24 | 2023-09-01 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2018-10-24 | 2023-09-01 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-15 | 2023-09-01 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2018-10-15 | 2023-09-01 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-15 | 2023-09-01 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-02 | 2018-07-06 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2015-01-02 | 2018-07-06 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-01-02 | 2018-07-06 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 - Asset management | 2015-01-02 | 2015-09-14 |