Kenji Abe
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenji Abe ( ), a licensed former licensee with CE reference BEO560. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2016-01-25 | 2016-01-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2016-01-25 | 2016-01-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-07-06 | 2015-07-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2015-07-06 | 2015-07-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2014-12-04 | 2014-12-12 |