Minkyu Kim
金旻奎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Minkyu Kim (金旻奎), a licensed former licensee with CE reference BEO107. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2025-09-16 | 2025-09-18 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2025-09-16 | 2025-09-18 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-01-10 | 2024-04-12 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2019-01-10 | 2024-04-12 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-09-10 | 2018-09-15 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-06-20 | 2018-06-22 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-02-01 | 2018-02-07 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-11-14 | 2017-11-17 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-09-08 | 2017-09-16 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-06-22 | 2017-06-28 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-06-20 | 2016-06-25 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-03-15 | 2016-03-18 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-01-27 | 2016-01-29 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-10-06 | 2015-10-11 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-05-22 | 2015-05-29 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-03-12 | 2015-03-18 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-02-04 | 2015-02-07 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2014-12-01 | 2014-12-06 |