Niki Oliver
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Niki Oliver ( ), a licensed former licensee with CE reference BEN874. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-04-04 | 2019-04-10 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-05-30 | 2018-06-02 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2015-11-03 | 2015-11-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-12-01 | 2014-12-02 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-12-01 | 2014-12-02 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2014-12-01 | 2014-12-02 |