Simon Alexander Bourke
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Alexander Bourke, a licensed former licensee with CE reference BEF663. This person has 5.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2014-09-29 | 2020-08-06 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2014-09-29 | 2020-08-06 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2014-09-29 | 2020-08-06 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2014-09-29 | 2020-08-06 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2014-09-29 | 2020-08-06 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2014-09-29 | 2020-08-06 |